401k Services

Retirement Plan Services

Building better retirement plans

Samuel Financial LLC is an independent financial consulting firm specializing in the
management of 401(k) and other retirement plans.

A complex issue meets a thoughtful solution

Complex Plans
Regulatory reform, complicated products, and a lack of transparency make retirement plans costly and difficult to understand

Employees In Need
Employees need meaningful advice to achieve a successful retirement but lack the necessary resources

Lack of Time & Information
Increasing demands on an employer’s time and inadequate information hinder employers from making meaningful changes to improve their Plan

Independent Thinking
Samuel Financial’s role as a Plan fiduciary, our independence, and our forward thinking solutions help employers manage costs, improve operational efficiency, and better the retirement outcomes for employees


Employer Services

  • Plan design consulting
  • Fee & service evaluation
  • Provider search & selection
  • Provider transition services & support
  • Investment menu construction
    & maintenance
  • Investment policy statement development
  • Plan review committee meetings
  • Compliance oversight
  • Document organization & maintenance
  • Fiduciary advisor status
  • Single point of contact for service
  • Special projects

Participant Services

  • Group education &
    enrollment meetings
  • One on one employee advice
  • Financial literacy seminars
  • Financial planning software
    & tools
  • Employee phone support for
    questions & advice
  • Single point of contact for